Securities Industry and Financial Markets Association

Results: 602



#Item
411Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial adviser / Financial economics / Investment / Finance

Microsoft Word - File Memo - SIFMA Meeting - 14 June 2011.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-07-26 14:08:45
412Bonds / Securities / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Stock market / Auction rate security / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]January 7, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as

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Source URL: www.sec.gov

Language: English - Date: 2009-01-08 13:38:17
413United States securities law / Financial system / Finance / National market system plan / Consolidated Tape Association / Securities Exchange Act / Financial Industry Regulatory Authority / Chicago Stock Exchange / U.S. Securities and Exchange Commission / Financial markets / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]July 19, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Nineteenth Charges Amendment to the S

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Source URL: www.sec.gov

Language: English - Date: 2013-07-21 10:43:05
414Self-regulatory organizations / Stock market / Municipal Securities Rulemaking Board / Bonds / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities Exchange Act / Financial economics / Financial system / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 12, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating

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Source URL: www.sec.gov

Language: English - Date: 2009-08-13 13:39:56
415United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Stock market / Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Financial economics / Investment / Financial system

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That The Mortgage Backed Securities Division Intends To Move The Time At Which It Runs Its Daily Morning Pass

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Source URL: www.sec.gov

Language: English - Date: 2011-03-09 12:19:20
416Stock market / Finance / Bonds / Securities / Securities Industry and Financial Markets Association / Stock / Financial economics / Investment / Equity securities

SIFMA Foundation - Invest it Forward - Bring your SMG classroom to life with a guest speaker from the financial industry.

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Source URL: www.sifma.org

Language: English - Date: 2014-04-15 16:26:26
417United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Securities / Securities Exchange Act / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Financial economics / Investment / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-08-06 12:57:02
418Securities / Stock market / Central Securities Depositories / Depository Trust & Clearing Corporation / Security / Securities Industry and Financial Markets Association / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]February 16, 2012 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2012-02-21 08:51:18
419Financial system / United States Securities and Exchange Commission / United States securities law / Stock market / 73rd United States Congress / Securities Exchange Act / Securities Industry and Financial Markets Association / Regulation NMS / NASDAQ / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-03-17 14:57:38
420Finance / Settlement / Freddie Mac / Securities Industry and Financial Markets Association / Gold rush / Financial economics / Securities / Investment

Freddie Mac Settlement Date Schedule

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Source URL: www.freddiemac.com

Language: English
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